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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q39-Q44):
NEW QUESTION # 39
Which of the following are subjects covered by a typical impact assessment?
- A. Toxicity, accuracy and development.
- B. Third-party risk, model risk and legal risk.
- C. Datasets, behavior and tooling.
- D. Fundamental rights, data protection and safety.
Answer: D
Explanation:
Typical impact assessments cover fundamental rights, data protection, and safety to evaluate the ethical and legal implications of AI systems.
NEW QUESTION # 40
CASE STUDY
A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.
The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.
The marketing company has:
* Entered into a contract with the technology company with suitable representations and warranties.
* Completed an impact assessment on the LLM for this intended use.
* Built technical guidance on how to measure and mitigate bias in the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Followed applicable regulatory requirements.
* Created specific legal statements and disclosures regarding the use of the Al on its client's advertising.
The technology company has:
* Provided guidance and resources to developers to address environmental concerns.
* Build technical guidance on how to measure and mitigate bias in the LLM.
* Provided tools and resources to measure bias specific to the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Mapped and mitigated potential societal harms and large-scale impacts.
* Followed applicable regulatory requirements and industry standards.
* Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.
Which stakeholder is responsible for the lawful collection of data used to train the foundational AI model?
- A. The marketing agency
- B. The marketing agency's client
- C. The tech company
- D. The data aggregator
Answer: C
Explanation:
The correct answer isB - The tech company. The party thatdevelops and trains the foundational modelis responsible for ensuring thelawful collection of training data.
From the AIGP ILT Guide - Foundational Models & Data Governance:
"Responsibility for the lawfulness of data collection typically lies with the party that trains the model- usually the provider or developer of the foundational model." AI Governance in Practice Report2025confirms:
"General Purpose AI providers are required to ensure that training data is lawfully acquired, including compliance with intellectual property and privacy requirements." The marketing agency is only auserordownstream integrator, not responsible for original data collection.
NEW QUESTION # 41
All of the following may be copyright risks from teachers using generative AI to create course content EXCEPT?
- A. Generative AI often creates content without attribution.
- B. Students must expressly consent to this use of generative AI.
- C. Content created by an LLM may be protectable under U.S. intellectual property law.
- D. Generative AI is generally trained using intellectual property owned by third parties.
Answer: B
NEW QUESTION # 42
All of the following are elements of establishing a global AI governance infrastructure EXCEPT:
- A. Understanding differences in norms across countries.
- B. Publicly disclosing ethical principles.
- C. Providing training to foster a culture that promotes ethical behavior.
- D. Creating policies and procedures to manage third-party risk.
Answer: B
Explanation:
While transparency is important, publicly disclosing ethical principles is not a core element of establishing the internal infrastructure for global AI governance, which focuses more on policy, culture, and managing risks.
NEW QUESTION # 43
CASE STUDY
Please use the following to answer the next question:
A leading insurance provider that offers a range of coverage options to individuals has decided to utilize AI to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies. The company has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM").
The company intends to use its historical customer data - including applications, policies and claims - and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed to a human underwriter for final review.
The company and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. They have designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness and reliability of its output.
After the first month in production, the company realizes that the LLM declines a higher percentage of women's applications.
The best approach to enable a customer who wants information on the AI model's parameters for underwriting purposes is to provide:
- A. A transparency notice.
- B. An opt-out mechanism.
- C. Detailed terms of service.
- D. Customer service support.
Answer: A
Explanation:
Providing a transparency notice informs customers about how the AI model's parameters affect underwriting decisions, meeting regulatory and ethical requirements for explainability.
NEW QUESTION # 44
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